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-
-
-Network Working Group Bill Croft (Stanford University)
-Request for Comments: 951 John Gilmore (Sun Microsystems)
- September 1985
-
- BOOTSTRAP PROTOCOL (BOOTP)
-
-
-1. Status of this Memo
-
- This RFC suggests a proposed protocol for the ARPA-Internet
- community, and requests discussion and suggestions for improvements.
- Distribution of this memo is unlimited.
-
-2. Overview
-
- This RFC describes an IP/UDP bootstrap protocol (BOOTP) which allows
- a diskless client machine to discover its own IP address, the address
- of a server host, and the name of a file to be loaded into memory and
- executed. The bootstrap operation can be thought of as consisting of
- TWO PHASES. This RFC describes the first phase, which could be
- labeled 'address determination and bootfile selection'. After this
- address and filename information is obtained, control passes to the
- second phase of the bootstrap where a file transfer occurs. The file
- transfer will typically use the TFTP protocol [9], since it is
- intended that both phases reside in PROM on the client. However
- BOOTP could also work with other protocols such as SFTP [3] or
- FTP [6].
-
- We suggest that the client's PROM software provide a way to do a
- complete bootstrap without 'user' interaction. This is the type of
- boot that would occur during an unattended power-up. A mechanism
- should be provided for the user to manually supply the necessary
- address and filename information to bypass the BOOTP protocol and
- enter the file transfer phase directly. If non-volatile storage is
- available, we suggest keeping default settings there and bypassing
- the BOOTP protocol unless these settings cause the file transfer
- phase to fail. If the cached information fails, the bootstrap should
- fall back to phase 1 and use BOOTP.
-
- Here is a brief outline of the protocol:
-
- 1. A single packet exchange is performed. Timeouts are used to
- retransmit until a reply is received. The same packet field
- layout is used in both directions. Fixed length fields of maximum
- reasonable length are used to simplify structure definition and
- parsing.
-
- 2. An 'opcode' field exists with two values. The client
- broadcasts a 'bootrequest' packet. The server then answers with a
- 'bootreply' packet. The bootrequest contains the client's
- hardware address and its IP address, if known.
-
-
-Croft & Gilmore [Page 1]
-
-
-
-RFC 951 September 1985
-Bootstrap Protocol
-
-
- 3. The request can optionally contain the name of the server the
- client wishes to respond. This is so the client can force the
- boot to occur from a specific host (e.g. if multiple versions of
- the same bootfile exist or if the server is in a far distant
- net/domain). The client does not have to deal with name / domain
- services; instead this function is pushed off to the BOOTP server.
-
- 4. The request can optionally contain the 'generic' filename to be
- booted. For example 'unix' or 'ethertip'. When the server sends
- the bootreply, it replaces this field with the fully qualified
- path name of the appropriate boot file. In determining this name,
- the server may consult his own database correlating the client's
- address and filename request, with a particular boot file
- customized for that client. If the bootrequest filename is a null
- string, then the server returns a filename field indicating the
- 'default' file to be loaded for that client.
-
- 5. In the case of clients who do not know their IP addresses, the
- server must also have a database relating hardware address to IP
- address. This client IP address is then placed into a field in
- the bootreply.
-
- 6. Certain network topologies (such as Stanford's) may be such
- that a given physical cable does not have a TFTP server directly
- attached to it (e.g. all the gateways and hosts on a certain cable
- may be diskless). With the cooperation of neighboring gateways,
- BOOTP can allow clients to boot off of servers several hops away,
- through these gateways. See the section 'Booting Through
- Gateways' below. This part of the protocol requires no special
- action on the part of the client. Implementation is optional and
- requires a small amount of additional code in gateways and
- servers.
-
-3. Packet Format
-
- All numbers shown are decimal, unless indicated otherwise. The BOOTP
- packet is enclosed in a standard IP [8] UDP [7] datagram. For
- simplicity it is assumed that the BOOTP packet is never fragmented.
- Any numeric fields shown are packed in 'standard network byte order',
- i.e. high order bits are sent first.
-
- In the IP header of a bootrequest, the client fills in its own IP
- source address if known, otherwise zero. When the server address is
- unknown, the IP destination address will be the 'broadcast address'
- 255.255.255.255. This address means 'broadcast on the local cable,
- (I don't know my net number)' [4].
-
-
-
-Croft & Gilmore [Page 2]
-
-
-
-RFC 951 September 1985
-Bootstrap Protocol
-
-
- The UDP header contains source and destination port numbers. The
- BOOTP protocol uses two reserved port numbers, 'BOOTP client' (68)
- and 'BOOTP server' (67). The client sends requests using 'BOOTP
- server' as the destination port; this is usually a broadcast. The
- server sends replies using 'BOOTP client' as the destination port;
- depending on the kernel or driver facilities in the server, this may
- or may not be a broadcast (this is explained further in the section
- titled 'Chicken/Egg issues' below). The reason TWO reserved ports
- are used, is to avoid 'waking up' and scheduling the BOOTP server
- daemons, when a bootreply must be broadcast to a client. Since the
- server and other hosts won't be listening on the 'BOOTP client' port,
- any such incoming broadcasts will be filtered out at the kernel
- level. We could not simply allow the client to pick a 'random' port
- number for the UDP source port field; since the server reply may be
- broadcast, a randomly chosen port number could confuse other hosts
- that happened to be listening on that port.
-
- The UDP length field is set to the length of the UDP plus BOOTP
- portions of the packet. The UDP checksum field can be set to zero by
- the client (or server) if desired, to avoid this extra overhead in a
- PROM implementation. In the 'Packet Processing' section below the
- phrase '[UDP checksum.]' is used whenever the checksum might be
- verified/computed.
-
- FIELD BYTES DESCRIPTION
- ----- ----- -----------
-
- op 1 packet op code / message type.
- 1 = BOOTREQUEST, 2 = BOOTREPLY
-
- htype 1 hardware address type,
- see ARP section in "Assigned Numbers" RFC.
- '1' = 10mb ethernet
-
- hlen 1 hardware address length
- (eg '6' for 10mb ethernet).
-
- hops 1 client sets to zero,
- optionally used by gateways
- in cross-gateway booting.
-
- xid 4 transaction ID, a random number,
- used to match this boot request with the
- responses it generates.
-
- secs 2 filled in by client, seconds elapsed since
- client started trying to boot.
-
-
-Croft & Gilmore [Page 3]
-
-
-
-RFC 951 September 1985
-Bootstrap Protocol
-
-
- -- 2 unused
-
- ciaddr 4 client IP address;
- filled in by client in bootrequest if known.
-
- yiaddr 4 'your' (client) IP address;
- filled by server if client doesn't
- know its own address (ciaddr was 0).
-
- siaddr 4 server IP address;
- returned in bootreply by server.
-
- giaddr 4 gateway IP address,
- used in optional cross-gateway booting.
-
- chaddr 16 client hardware address,
- filled in by client.
-
- sname 64 optional server host name,
- null terminated string.
-
- file 128 boot file name, null terminated string;
- 'generic' name or null in bootrequest,
- fully qualified directory-path
- name in bootreply.
-
- vend 64 optional vendor-specific area,
- e.g. could be hardware type/serial on request,
- or 'capability' / remote file system handle
- on reply. This info may be set aside for use
- by a third phase bootstrap or kernel.
-
-4. Chicken / Egg Issues
-
- How can the server send an IP datagram to the client, if the client
- doesnt know its own IP address (yet)? Whenever a bootreply is being
- sent, the transmitting machine performs the following operations:
-
- 1. If the client knows its own IP address ('ciaddr' field is
- nonzero), then the IP can be sent 'as normal', since the client
- will respond to ARPs [5].
-
- 2. If the client does not yet know its IP address (ciaddr zero),
- then the client cannot respond to ARPs sent by the transmitter of
- the bootreply. There are two options:
-
- a. If the transmitter has the necessary kernel or driver hooks
-
-
-Croft & Gilmore [Page 4]
-
-
-
-RFC 951 September 1985
-Bootstrap Protocol
-
-
- to 'manually' construct an ARP address cache entry, then it can
- fill in an entry using the 'chaddr' and 'yiaddr' fields. Of
- course, this entry should have a timeout on it, just like any
- other entry made by the normal ARP code itself. The
- transmitter of the bootreply can then simply send the bootreply
- to the client's IP address. UNIX (4.2 BSD) has this
- capability.
-
- b. If the transmitter lacks these kernel hooks, it can simply
- send the bootreply to the IP broadcast address on the
- appropriate interface. This is only one additional broadcast
- over the previous case.
-
-5. Client Use of ARP
-
- The client PROM must contain a simple implementation of ARP, e.g. the
- address cache could be just one entry in size. This will allow a
- second-phase-only boot (TFTP) to be performed when the client knows
- the IP addresses and bootfile name.
-
- Any time the client is expecting to receive a TFTP or BOOTP reply, it
- should be prepared to answer an ARP request for its own IP to
- hardware address mapping (if known).
-
- Since the bootreply will contain (in the hardware encapsulation) the
- hardware source address of the server/gateway, the client MAY be able
- to avoid sending an ARP request for the server/gateway IP address to
- be used in the following TFTP phase. However this should be treated
- only as a special case, since it is desirable to still allow a
- second-phase-only boot as described above.
-
-6. Comparison to RARP
-
- An earlier protocol, Reverse Address Resolution Protocol (RARP) [1]
- was proposed to allow a client to determine its IP address, given
- that it knew its hardware address. However RARP had the disadvantage
- that it was a hardware link level protocol (not IP/UDP based). This
- means that RARP could only be implemented on hosts containing special
- kernel or driver modifications to access these 'raw' packets. Since
- there are many network kernels existent now, with each source
- maintained by different organizations, a boot protocol that does not
- require kernel modifications is a decided advantage.
-
- BOOTP provides this hardware to IP address lookup function, in
- addition to the other useful features described in the sections
- above.
-
-
-
-Croft & Gilmore [Page 5]
-
-
-
-RFC 951 September 1985
-Bootstrap Protocol
-
-
-7. Packet Processing
-
- 7.1. Client Transmission
-
- Before setting up the packet for the first time, it is a good idea
- to clear the entire packet buffer to all zeros; this will place
- all fields in their default state. The client then creates a
- packet with the following fields.
-
- The IP destination address is set to 255.255.255.255. (the
- broadcast address) or to the server's IP address (if known). The
- IP source address and 'ciaddr' are set to the client's IP address
- if known, else 0. The UDP header is set with the proper length;
- source port = 'BOOTP client' port destination port = 'BOOTP
- server' port.
-
- 'op' is set to '1', BOOTREQUEST. 'htype' is set to the hardware
- address type as assigned in the ARP section of the "Assigned
- Numbers" RFC. 'hlen' is set to the length of the hardware address,
- e.g. '6' for 10mb ethernet.
-
- 'xid' is set to a 'random' transaction id. 'secs' is set to the
- number of seconds that have elapsed since the client has started
- booting. This will let the servers know how long a client has
- been trying. As the number gets larger, certain servers may feel
- more 'sympathetic' towards a client they don't normally service.
- If a client lacks a suitable clock, it could construct a rough
- estimate using a loop timer. Or it could choose to simply send
- this field as always a fixed value, say 100 seconds.
-
- If the client knows its IP address, 'ciaddr' (and the IP source
- address) are set to this value. 'chaddr' is filled in with the
- client's hardware address.
-
- If the client wishes to restrict booting to a particular server
- name, it may place a null-terminated string in 'sname'. The name
- used should be any of the allowable names or nicknames of the
- desired host.
-
- The client has several options for filling the 'file' name field.
- If left null, the meaning is 'I want to boot the default file for
- my machine'. A null file name can also mean 'I am only interested
- in finding out client/server/gateway IP addresses, I dont care
- about file names'.
-
- The field can also be a 'generic' name such as 'unix' or
-
-
-
-Croft & Gilmore [Page 6]
-
-
-
-RFC 951 September 1985
-Bootstrap Protocol
-
-
- 'gateway'; this means 'boot the named program configured for my
- machine'. Finally the field can be a fully directory qualified
- path name.
-
- The 'vend' field can be filled in by the client with
- vendor-specific strings or structures. For example the machine
- hardware type or serial number may be placed here. However the
- operation of the BOOTP server should not DEPEND on this
- information existing.
-
- If the 'vend' field is used, it is recommended that a 4 byte
- 'magic number' be the first item within 'vend'. This lets a
- server determine what kind of information it is seeing in this
- field. Numbers can be assigned by the usual 'magic number'
- process --you pick one and it's magic. A different magic number
- could be used for bootreply's than bootrequest's to allow the
- client to take special action with the reply information.
-
- [UDP checksum.]
-
- 7.2. Client Retransmission Strategy
-
- If no reply is received for a certain length of time, the client
- should retransmit the request. The time interval must be chosen
- carefully so as not to flood the network. Consider the case of a
- cable containing 100 machines that are just coming up after a
- power failure. Simply retransmitting the request every four
- seconds will inundate the net.
-
- As a possible strategy, you might consider backing off
- exponentially, similar to the way ethernet backs off on a
- collision. So for example if the first packet is at time 0:00,
- the second would be at :04, then :08, then :16, then :32, then
- :64. You should also randomize each time; this would be done
- similar to the ethernet specification by starting with a mask and
- 'and'ing that with with a random number to get the first backoff.
- On each succeeding backoff, the mask is increased in length by one
- bit. This doubles the average delay on each backoff.
-
- After the 'average' backoff reaches about 60 seconds, it should be
- increased no further, but still randomized.
-
- Before each retransmission, the client should update the 'secs'
- field. [UDP checksum.]
-
-
-
-
-
-Croft & Gilmore [Page 7]
-
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-RFC 951 September 1985
-Bootstrap Protocol
-
-
- 7.3. Server Receives BOOTREQUEST
-
- [UDP checksum.] If the UDP destination port does not match the
- 'BOOTP server' port, discard the packet.
-
- If the server name field (sname) is null (no particular server
- specified), or sname is specified and matches our name or
- nickname, then continue with packet processing.
-
- If the sname field is specified, but does not match 'us', then
- there are several options:
-
- 1. You may choose to simply discard this packet.
-
- 2. If a name lookup on sname shows it to be on this same cable,
- discard the packet.
-
- 3. If sname is on a different net, you may choose to forward
- the packet to that address. If so, check the 'giaddr' (gateway
- address) field. If 'giaddr' is zero, fill it in with my
- address or the address of a gateway that can be used to get to
- that net. Then forward the packet.
-
- If the client IP address (ciaddr) is zero, then the client does
- not know its own IP address. Attempt to lookup the client
- hardware address (chaddr, hlen, htype) in our database. If no
- match is found, discard the packet. Otherwise we now have an IP
- address for this client; fill it into the 'yiaddr' (your IP
- address) field.
-
- We now check the boot file name field (file). The field will be
- null if the client is not interested in filenames, or wants the
- default bootfile. If the field is non-null, it is used as a
- lookup key in a database, along with the client's IP address. If
- there is a default file or generic file (possibly indexed by the
- client address) or a fully-specified path name that matches, then
- replace the 'file' field with the fully-specified path name of the
- selected boot file. If the field is non-null and no match was
- found, then the client is asking for a file we dont have; discard
- the packet, perhaps some other BOOTP server will have it.
-
- The 'vend' vendor-specific data field should now be checked and if
- a recognized type of data is provided, client-specific actions
- should be taken, and a response placed in the 'vend' data field of
- the reply packet. For example, a workstation client could provide
-
-
-
-
-Croft & Gilmore [Page 8]
-
-
-
-RFC 951 September 1985
-Bootstrap Protocol
-
-
- an authentication key and receive from the server a capability for
- remote file access, or a set of configuration options, which can
- be passed to the operating system that will shortly be booted in.
-
- Place my (server) IP address in the 'siaddr' field. Set the 'op'
- field to BOOTREPLY. The UDP destination port is set to 'BOOTP
- client'. If the client address 'ciaddr' is nonzero, send the
- packet there; else if the gateway address 'giaddr' is nonzero, set
- the UDP destination port to 'BOOTP server' and send the packet to
- 'giaddr'; else the client is on one of our cables but it doesnt
- know its own IP address yet --use a method described in the 'Egg'
- section above to send it to the client. If 'Egg' is used and we
- have multiple interfaces on this host, use the 'yiaddr' (your IP
- address) field to figure out which net (cable/interface) to send
- the packet to. [UDP checksum.]
-
- 7.4. Server/Gateway Receives BOOTREPLY
-
- [UDP checksum.] If 'yiaddr' (your [the client's] IP address)
- refers to one of our cables, use one of the 'Egg' methods above to
- forward it to the client. Be sure to send it to the 'BOOTP
- client' UDP destination port.
-
- 7.5. Client Reception
-
- Don't forget to process ARP requests for my own IP address (if I
- know it). [UDP checksum.] The client should discard incoming
- packets that: are not IP/UDPs addressed to the boot port; are not
- BOOTREPLYs; do not match my IP address (if I know it) or my
- hardware address; do not match my transaction id. Otherwise we
- have received a successful reply. 'yiaddr' will contain my IP
- address, if I didnt know it before. 'file' is the name of the
- file name to TFTP 'read request'. The server address is in
- 'siaddr'. If 'giaddr' (gateway address) is nonzero, then the
- packets should be forwarded there first, in order to get to the
- server.
-
-8. Booting Through Gateways
-
- This part of the protocol is optional and requires some additional
- code in cooperating gateways and servers, but it allows cross-gateway
- booting. This is mainly useful when gateways are diskless machines.
- Gateways containing disks (e.g. a UNIX machine acting as a gateway),
- might as well run their own BOOTP/TFTP servers.
-
- Gateways listening to broadcast BOOTREQUESTs may decide to forward or
- rebroadcast these requests 'when appropriate'. For example, the
-
-
-Croft & Gilmore [Page 9]
-
-
-
-RFC 951 September 1985
-Bootstrap Protocol
-
-
- gateway could have, as part of his configuration tables, a list of
- other networks or hosts to receive a copy of any broadcast
- BOOTREQUESTs. Even though a 'hops' field exists, it is a poor idea
- to simply globally rebroadcast the requests, since broadcast loops
- will almost certainly occur.
-
- The forwarding could begin immediately, or wait until the 'secs'
- (seconds client has been trying) field passes a certain threshold.
-
- If a gateway does decide to forward the request, it should look at
- the 'giaddr' (gateway IP address) field. If zero, it should plug its
- own IP address (on the receiving cable) into this field. It may also
- use the 'hops' field to optionally control how far the packet is
- reforwarded. Hops should be incremented on each forwarding. For
- example, if hops passes '3', the packet should probably be discarded.
- [UDP checksum.]
-
- Here we have recommended placing this special forwarding function in
- the gateways. But that does not have to be the case. As long as
- some 'BOOTP forwarding agent' exists on the net with the booting
- client, the agent can do the forwarding when appropriate. Thus this
- service may or may not be co-located with the gateway.
-
- In the case of a forwarding agent not located in the gateway, the
- agent could save himself some work by plugging the broadcast address
- of the interface receiving the bootrequest into the 'giaddr' field.
- Thus the reply would get forwarded using normal gateways, not
- involving the forwarding agent. Of course the disadvantage here is
- that you lose the ability to use the 'Egg' non-broadcast method of
- sending the reply, causing extra overhead for every host on the
- client cable.
-
-9. Sample BOOTP Server Database
-
- As a suggestion, we show a sample text file database that the BOOTP
- server program might use. The database has two sections, delimited
- by a line containing an percent in column 1. The first section
- contains a 'default directory' and mappings from generic names to
- directory/pathnames. The first generic name in this section is the
- 'default file' you get when the bootrequest contains a null 'file'
- string.
-
- The second section maps hardware addresstype/address into an
- ipaddress. Optionally you can also overide the default generic name
- by supplying a ipaddress specific genericname. A 'suffix' item is
- also an option; if supplied, any generic names specified by the
- client will be accessed by first appending 'suffix' to the 'pathname'
-
-
-Croft & Gilmore [Page 10]
-
-
-
-RFC 951 September 1985
-Bootstrap Protocol
-
-
- appropriate to that generic name. If that file is not found, then
- the plain 'pathname' will be tried. This 'suffix' option allows a
- whole set of custom generics to be setup without a lot of effort.
- Below is shown the general format; fields are delimited by one or
- more spaces or tabs; trailing empty fields may be omitted; blank
- lines and lines beginning with '#' are ignored.
-
- # comment line
-
- homedirectory
- genericname1 pathname1
- genericname2 pathname2
- ...
-
- % end of generic names, start of address mappings
-
- hostname1 hardwaretype hardwareaddr1 ipaddr1 genericname suffix
- hostname2 hardwaretype hardwareaddr2 ipaddr2 genericname suffix
- ...
-
- Here is a specific example. Note the 'hardwaretype' number is the
- same as that shown in the ARP section of the 'Assigned Numbers' RFC.
- The 'hardwaretype' and 'ipaddr' numbers are in decimal;
- 'hardwareaddr' is in hex.
-
- # last updated by smith
-
- /usr/boot
- vmunix vmunix
- tip ethertip
- watch /usr/diag/etherwatch
- gate gate.
-
- % end of generic names, start of address mappings
-
- hamilton 1 02.60.8c.06.34.98 36.19.0.5
- burr 1 02.60.8c.34.11.78 36.44.0.12
- 101-gateway 1 02.60.8c.23.ab.35 36.44.0.32 gate 101
- mjh-gateway 1 02.60.8c.12.32.bc 36.42.0.64 gate mjh
- welch-tipa 1 02.60.8c.22.65.32 36.47.0.14 tip
- welch-tipb 1 02.60.8c.12.15.c8 36.46.0.12 tip
-
- In the example above, if 'mjh-gateway' does a default boot, it will
- get the file '/usr/boot/gate.mjh'.
-
-
-
-
-
-Croft & Gilmore [Page 11]
-
-
-
-RFC 951 September 1985
-Bootstrap Protocol
-
-
-10. Acknowledgements
-
- Ross Finlayson (et. al.) produced two earlier RFC's discussing TFTP
- bootstraping [2] using RARP [1].
-
- We would also like to acknowledge the previous work and comments of
- Noel Chiappa, Bob Lyon, Jeff Mogul, Mark Lewis, and David Plummer.
-
-REFERENCES
-
- 1. Ross Finlayson, Timothy Mann, Jeffrey Mogul, Marvin Theimer. A
- Reverse Address Resolution Protocol. RFC 903, NIC, June, 1984.
-
- 2. Ross Finlayson. Bootstrap Loading using TFTP. RFC 906, NIC,
- June, 1984.
-
- 3. Mark Lottor. Simple File Transfer Protocol. RFC 913, NIC,
- September, 1984.
-
- 4. Jeffrey Mogul. Broadcasting Internet Packets. RFC 919, NIC,
- October, 1984.
-
- 5. David Plummer. An Ethernet Address Resolution Protocol. RFC
- 826, NIC, September, 1982.
-
- 6. Jon Postel. File Transfer Protocol. RFC 765, NIC, June, 1980.
-
- 7. Jon Postel. User Datagram Protocol. RFC 768, NIC, August, 1980.
-
- 8. Jon Postel. Internet Protocol. RFC 791, NIC, September, 1981.
-
- 9. K. R. Sollins, Noel Chiappa. The TFTP Protocol. RFC 783, NIC,
- June, 1981.
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-Croft & Gilmore [Page 12]
-