/** * $group stages with no accumulators or with only $first accumulators can sometimes be converted * into a DISTINCT_SCAN (see SERVER-9507). This optimization potentially applies to a $group when it * begins the pipeline or when it is preceded only by one or both of $match and $sort (in that * order). In all cases, it must be possible to do a DISTINCT_SCAN that sees each value of the * distinct field exactly once among matching documents and also provides any requested sort. The * test queries below show most $match/$sort/$group combinations where that is possible. * * The sharding and $facet passthrough suites modifiy aggregation pipelines in a way that prevents * the DISTINCT_SCAN optimization from being applied, which breaks the test. * @tags: [assumes_unsharded_collection, do_not_wrap_aggregations_in_facets] */ (function() { "use strict"; load("jstests/libs/analyze_plan.js"); let coll = db.group_conversion_to_distinct_scan; coll.drop(); // Add test data and indexes. Fields prefixed with "mk" are multikey. let indexList = [ {pattern: {a: 1, b: 1, c: 1}, option: {}}, {pattern: {mkA: 1, b: 1, c: 1}, option: {}}, {pattern: {aa: 1, mkB: 1, c: 1}, option: {}}, {pattern: {aa: 1, bb: 1, c: 1}, option: {}}, {pattern: {"foo.a": 1, "foo.b": 1}, option: {}}, {pattern: {"mkFoo.a": 1, "mkFoo.b": 1}, option: {}}, {pattern: {"foo.a": 1, "mkFoo.b": 1}, option: {}} ]; function createIndexes() { for (let indexSpec of indexList) { assert.commandWorked(coll.createIndex(indexSpec.pattern, indexSpec.option)); } } createIndexes(); assert.commandWorked(coll.insert([ {_id: 0, a: 1, b: 1, c: 1}, {_id: 1, a: 1, b: 2, c: 2}, {_id: 2, a: 1, b: 2, c: 3}, {_id: 3, a: 1, b: 3, c: 2}, {_id: 4, a: 2, b: 2, c: 2}, {_id: 5, b: 1, c: 1}, {_id: 6, a: null, b: 1, c: 1.5}, {_id: 7, aa: 1, mkB: 2, bb: 2}, {_id: 8, aa: 1, mkB: [1, 3], bb: 1}, {_id: 9, aa: 2, mkB: [], bb: 3}, {_id: 10, mkA: 1, c: 3}, {_id: 11, mkA: [2, 3, 4], c: 3}, {_id: 12, mkA: 2, c: 2}, {_id: 13, mkA: 3, c: 4}, {_id: 14, foo: {a: 1, b: 1}, mkFoo: {a: 1, b: 1}}, {_id: 15, foo: {a: 1, b: 2}, mkFoo: {a: 1, b: 2}}, {_id: 16, foo: {a: 2, b: 2}, mkFoo: {a: 2, b: 2}}, {_id: 17, foo: {b: 1}, mkFoo: {b: 1}}, {_id: 18, foo: {a: null, b: 1}, mkFoo: {a: null, b: 1}}, {_id: 19, foo: {a: 3}, mkFoo: [{a: 3, b: 4}, {a: 4, b: 3}]}, {_id: 20, str: "foo", d: 1}, {_id: 21, str: "FoO", d: 2}, {_id: 22, str: "bar", d: 4}, {_id: 23, str: "bAr", d: 3} ])); // Helper for dropping an index and removing it from the list of indexes. function removeIndex(pattern) { assert.commandWorked(coll.dropIndex(pattern)); indexList = indexList.filter((ix) => bsonWoCompare(ix.pattern, pattern) != 0); } function addIndex(pattern, option) { indexList.push({pattern: pattern, option: option}); assert.commandWorked(coll.createIndex(pattern, option)); } // Check that 'pipeline' returns the correct results with and without a hint added to the query. // We also test with and without indices to check all the possibilities. 'options' is the // options to pass to aggregate() and may be omitted. Similarly, the hint object can be omitted // and will default to a $natural hint. function assertResultsMatchWithAndWithoutHintandIndexes(pipeline, expectedResults, hintObj = { $natural: 1 }, options = {}) { assert.commandWorked(coll.dropIndexes()); const resultsNoIndex = coll.aggregate(pipeline, options).toArray(); createIndexes(); const resultsWithIndex = coll.aggregate(pipeline, options).toArray(); const passedOptions = Object.assign({}, {hint: hintObj}, options); const resultsWithHint = coll.aggregate(pipeline, passedOptions).toArray(); assert.sameMembers(resultsNoIndex, resultsWithIndex); assert.sameMembers(resultsWithIndex, resultsWithHint); assert.sameMembers(resultsWithHint, expectedResults); } // // Verify that a $sort-$group pipeline can use DISTINCT_SCAN when the sort is available from an // index. // let pipeline = [{$sort: {a: 1}}, {$group: {_id: "$a"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: null}, {_id: 1}, {_id: 2}]); let explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); // Pipelines that use the DISTINCT_SCAN optimization should not also have a blocking sort. assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that a $group pipeline can use DISTINCT_SCAN even when the user does not specify a // sort. // pipeline = [{$group: {_id: "$a"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: null}, {_id: 1}, {_id: 2}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that a $group pipeline with a $natural hint does not use DISTINCT_SCAN. // pipeline = [{$group: {_id: "$a"}}]; explain = coll.explain().aggregate(pipeline, {hint: {$natural: 1}}); assert.neq(null, getAggPlanStage(explain, "COLLSCAN"), explain); // // Verify that a $group pipeline with a pertinent hint as string does use DISTINCT_SCAN. // pipeline = [{$group: {_id: "$a"}}]; explain = coll.explain().aggregate(pipeline, {hint: "a_1_b_1_c_1"}); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); // // Verify that a $group pipeline with a pertinent hint as an object does use DISTINCT_SCAN. // pipeline = [{$group: {_id: "$a"}}]; explain = coll.explain().aggregate(pipeline, {hint: {a: 1, b: 1, c: 1}}); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); // // Verify that a $group pipeline with a non-pertinent hint does not use DISTINCT_SCAN. // pipeline = [{$group: {_id: "$a"}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null}, {_id: 1}, {_id: 2}], {_id: 1}); explain = coll.explain().aggregate(pipeline, {hint: {_id: 1}}); assert.neq(null, getAggPlanStage(explain, "IXSCAN"), explain); assert.eq({_id: 1}, getAggPlanStage(explain, "IXSCAN").keyPattern); // // Verify that a $group pipeline with an index filter still uses DISTINCT_SCAN. // assert.commandWorked(db.runCommand({ planCacheSetFilter: coll.getName(), query: {}, projection: {a: 1, _id: 0}, indexes: ["a_1_b_1_c_1"] })); pipeline = [{$group: {_id: "$a"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: null}, {_id: 1}, {_id: 2}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(true, explain.stages[0].$cursor.queryPlanner.indexFilterSet); // // Verify that a $group pipeline with an index filter and $natural hint uses DISTINCT_SCAN. // pipeline = [{$group: {_id: "$a"}}]; explain = coll.explain().aggregate(pipeline, {hint: {$natural: 1}}); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(true, explain.stages[0].$cursor.queryPlanner.indexFilterSet); // // Verify that a $group pipeline with an index filter and non-pertinent hint uses DISTINCT_SCAN. // pipeline = [{$group: {_id: "$a"}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null}, {_id: 1}, {_id: 2}], {_id: 1}); explain = coll.explain().aggregate(pipeline, {hint: {_id: 1}}); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(true, explain.stages[0].$cursor.queryPlanner.indexFilterSet); assert.commandWorked(db.runCommand({planCacheClearFilters: coll.getName()})); // // Verify that a $sort-$group pipeline _does not_ use a DISTINCT_SCAN on a multikey field. // pipeline = [{$sort: {mkA: 1}}, {$group: {_id: "$mkA"}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null}, {_id: 1}, {_id: 2}, {_id: 3}, {_id: [2, 3, 4]}]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); // // Verify that a $sort-$group pipeline can use DISTINCT_SCAN when the sort is available from an // index and there are $first accumulators. // pipeline = [{$sort: {a: 1, b: 1}}, {$group: {_id: "$a", accum: {$first: "$b"}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: null}, {_id: 1, accum: 1}, {_id: 2, accum: 2}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that a $sort-$group pipeline can use DISTINCT_SCAN when a $first accumulator needs the // entire document. // pipeline = [{$sort: {a: -1, b: -1, c: -1}}, {$group: {_id: "$a", accum: {$first: "$$ROOT"}}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [ {_id: null, accum: {_id: 6, a: null, b: 1, c: 1.5}}, {_id: 1, accum: {_id: 3, a: 1, b: 3, c: 2}}, {_id: 2, accum: {_id: 4, a: 2, b: 2, c: 2}} ]); explain = coll.explain().aggregate(pipeline); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern, explain); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that a $sort-$group pipeline can use DISTINCT_SCAN when sorting and grouping by fields // with dotted paths. // pipeline = [{$sort: {"foo.a": 1, "foo.b": 1}}, {$group: {_id: "$foo.a", accum: {$first: "$foo.b"}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: null}, {_id: 1, accum: 1}, {_id: 2, accum: 2}, {_id: 3, accum: null}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({"foo.a": 1, "foo.b": 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that a $group pipeline can use DISTINCT_SCAN to group on a dotted path field, even // when the user does not specify a sort. // pipeline = [{$group: {_id: "$foo.a"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: null}, {_id: 1}, {_id: 2}, {_id: 3}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that we _do not_ attempt to use a DISTINCT_SCAN on a multikey field. // pipeline = [{$group: {_id: "$mkA"}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null}, {_id: 1}, {_id: 2}, {_id: 3}, {_id: [2, 3, 4]}]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); // // Verify that we may not use a DISTINCT_SCAN on a dotted field when the last component // is not multikey, but an intermediate component is. // pipeline = [{$group: {_id: "$mkFoo.a"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [ {_id: null}, {_id: 1}, {_id: 2}, {_id: [3, 4]}, ]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); // // Verify that we _do not_ attempt to use a DISTINCT_SCAN on a multikey dotted-path field when // a sort is present. // pipeline = [ {$sort: {"mkFoo.a": 1, "mkFoo.b": 1}}, {$group: {_id: "$mkFoo.a", accum: {$first: "$mkFoo.b"}}} ]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [ {_id: null, accum: null}, {_id: 1, accum: 1}, {_id: 2, accum: 2}, {_id: [3, 4], accum: [4, 3]} ]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); // // Verify that we _do not_ attempt a DISTINCT_SCAN to satisfy a sort on a multikey field, even // when the field we are grouping by is not multikey. // pipeline = [{$sort: {aa: 1, mkB: 1}}, {$group: {_id: "$aa", accum: {$first: "$mkB"}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: null}, {_id: 1, accum: [1, 3]}, {_id: 2, accum: []}]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), tojson(explain)); // // Verify that with dotted paths we _do not_ attempt a DISTINCT_SCAN to satisfy a sort on a // multikey field, even when the field we are grouping by is not multikey. // pipeline = [{$sort: {"foo.a": 1, "mkFoo.b": 1}}, {$group: {_id: "$foo.a", accum: {$first: "$mkFoo.b"}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: null}, {_id: 1, accum: 1}, {_id: 2, accum: 2}, {_id: 3, accum: [4, 3]}]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); // // Verify that we can use a DISTINCT_SCAN on a multikey index to sort and group on a dotted-path // field, so long as the field we are sorting over is not multikey and comes before any multikey // fields in the index key pattern. // // We drop the {"foo.a": 1, "foo.b": 1} to force this test to use the multikey // {"foo.a": 1, "mkFoo.b"} index. The rest of the test doesn't use either of those indexes. // removeIndex({"foo.a": 1, "foo.b": 1}); pipeline = [{$sort: {"foo.a": 1}}, {$group: {_id: "$foo.a"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: null}, {_id: 1}, {_id: 2}, {_id: 3}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({"foo.a": 1, "mkFoo.b": 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that a $sort-$group pipeline can use DISTINCT_SCAN even when there is a $first // accumulator that accesses a multikey field. // pipeline = [{$sort: {aa: 1, bb: 1}}, {$group: {_id: "$aa", accum: {$first: "$mkB"}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: null}, {_id: 1, accum: [1, 3]}, {_id: 2, accum: []}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({aa: 1, bb: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that a $sort-$group pipeline can use DISTINCT_SCAN even when there is a $first // accumulator that includes an expression. // pipeline = [{$sort: {a: 1, b: 1}}, {$group: {_id: "$a", accum: {$first: {$add: ["$b", "$c"]}}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: null}, {_id: 1, accum: 2}, {_id: 2, accum: 4}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that a $match-$sort-$group pipeline can use a DISTINCT_SCAN to sort and group by a // field that is not the first field in a compound index, so long as the previous fields are // scanned with equality bounds (i.e., are point queries). // pipeline = [{$match: {a: 1}}, {$sort: {b: 1}}, {$group: {_id: "$b"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: 1}, {_id: 2}, {_id: 3}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Same as the previous case but with the sort order matching the index key pattern, so the // query planner does not need to infer the availability of a sort on {b: 1} based on the // equality bounds for the 'a field. // pipeline = [{$match: {a: 1}}, {$sort: {a: 1, b: 1}}, {$group: {_id: "$b"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: 1}, {_id: 2}, {_id: 3}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Same as the previous case but with no user-specified sort. // pipeline = [{$match: {a: 1}}, {$group: {_id: "$b"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: 1}, {_id: 2}, {_id: 3}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that a $match-$sort-$group pipeline _does not_ use a DISTINCT_SCAN to sort and group // on the second field of an index when there is no equality match on the first field. // pipeline = [{$sort: {a: 1, b: 1}}, {$group: {_id: "$b"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: null}, {_id: 1}, {_id: 2}, {_id: 3}]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); // // Verify that a $match-$sort-$limit-$group pipeline _does not_ coalesce the $sort-$limit and // then consider the result eligible for the DISTINCT_SCAN optimization. // // In this example, the {$limit: 3} filters out the document {a: 1, b: 3, c: 2}, which means we // don't see a {_id: 3} group. If we instead applied the {$limit: 3} after the $group stage, we // would incorrectly list three groups. DISTINCT_SCAN won't work here, because we have to // examine each document in order to determine which groups get filtered out by the $limit. // pipeline = [{$match: {a: 1}}, {$sort: {a: 1, b: 1}}, {$limit: 3}, {$group: {_id: "$b"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: 1}, {_id: 2}]); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); // // Verify that an additional $project stage does not lead to incorrect results (although it will // preclude the use of the DISTINCT_SCAN optimization). // pipeline = [{$match: {a: 1}}, {$project: {a: 1, b: 1}}, {$sort: {a: 1, b: 1}}, {$group: {_id: "$b"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: 1}, {_id: 2}, {_id: 3}]); // // Verify that a $sort-$group can use a DISTINCT_SCAN even when the requested sort is the // reverse of the index's sort. // pipeline = [{$sort: {a: -1, b: -1}}, {$group: {_id: "$a", accum: {$first: "$b"}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: 1}, {_id: 1, accum: 3}, {_id: 2, accum: 2}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that a $sort-$group pipeline _does not_ use DISTINCT_SCAN when there are non-$first // accumulators. // pipeline = [{$sort: {a: 1}}, {$group: {_id: "$a", accum: {$sum: "$b"}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: 2}, {_id: 1, accum: 8}, {_id: 2, accum: 2}]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); // An index scan is still possible, though. assert.neq(null, getAggPlanStage(explain, "IXSCAN"), explain); assert.eq({a: 1, b: 1, c: 1}, getAggPlanStage(explain, "IXSCAN").keyPattern); assert.eq(null, getAggPlanStage(explain, "SORT"), explain); // // Verify that a $sort-$group pipeline _does not_ use DISTINCT_SCAN when documents are not // sorted by the field used for grouping. // pipeline = [{$sort: {b: 1}}, {$group: {_id: "$a", accum: {$first: "$b"}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: null}, {_id: 1, accum: 1}, {_id: 2, accum: 2}]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); // // Verify that a $match-$sort-$group pipeline _does not_ use a DISTINCT_SCAN when the match does // not provide equality (point query) bounds for each field before the grouped-by field in the // index. // pipeline = [{$match: {a: {$gt: 0}}}, {$sort: {b: 1}}, {$group: {_id: "$b"}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [{_id: 1}, {_id: 2}, {_id: 3}]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); //////////////////////////////////////////////////////////////////////////////////////////////// // We execute all the collation-related tests three times with three different configurations // (no index, index without collation, index with collation). // // Collation tests 1: no index on string field. //////////////////////////////////////////////////////////////////////////////////////////////// const collationOption = { collation: {locale: "en_US", strength: 2} }; // // Verify that a $group on an unindexed field uses a collection scan. // pipeline = [{$group: {_id: "$str"}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null}, {_id: "FoO"}, {_id: "bAr"}, {_id: "bar"}, {_id: "foo"}]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq(null, getAggPlanStage(explain, "IXSCAN"), explain); // // Verify that a collated $group on an unindexed field uses a collection scan. // pipeline = [{$sort: {str: 1, d: 1}}, {$group: {_id: "$str"}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null}, {_id: "bAr"}, {_id: "foo"}], {$natural: 1}, collationOption); explain = coll.explain().aggregate(pipeline, collationOption); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq(null, getAggPlanStage(explain, "IXSCAN"), explain); // // Verify that a $sort-$group pipeline uses a collection scan. // pipeline = [{$sort: {str: 1, d: 1}}, {$group: {_id: "$str", accum: {$first: "$d"}}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [ {_id: null, accum: null}, {_id: "FoO", accum: 2}, {_id: "bAr", accum: 3}, {_id: "bar", accum: 4}, {_id: "foo", accum: 1} ]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq(null, getAggPlanStage(explain, "IXSCAN"), explain); // // Verify that a collated $sort-$group pipeline with a $first accumulator uses a collection // scan. // pipeline = [{$sort: {str: 1, d: 1}}, {$group: {_id: "$str", accum: {$first: "$d"}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: null}, {_id: "bAr", accum: 3}, {_id: "foo", accum: 1}], {$natural: 1}, collationOption); explain = coll.explain().aggregate(pipeline, collationOption); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq(null, getAggPlanStage(explain, "IXSCAN"), explain); //////////////////////////////////////////////////////////////////////////////////////////////// // Collation tests 2: index on string field with no collation. //////////////////////////////////////////////////////////////////////////////////////////////// addIndex({str: 1, d: 1}); // // Verify that a $group uses a DISTINCT_SCAN. // pipeline = [{$group: {_id: "$str"}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null}, {_id: "FoO"}, {_id: "bAr"}, {_id: "bar"}, {_id: "foo"}]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({str: 1, d: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); // // Verify that a $sort-$group pipeline with a collation _does not_ scan the index, which is not // aware of the collation. // // Note that, when using a case-insensitive collation, "bAr" and "bar" will get grouped // together, and the decision as to which one will represent the group is arbitary. The // tie-breaking {d: 1} component of the sort forces a specific decision for this aggregation, // making this test more reliable. // pipeline = [{$sort: {str: 1, d: 1}}, {$group: {_id: "$str"}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null}, {_id: "bAr"}, {_id: "foo"}], {$natural: 1}, collationOption); explain = coll.explain().aggregate(pipeline, collationOption); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq(null, getAggPlanStage(explain, "IXSCAN"), explain); // // Verify that a $sort-$group pipeline uses a DISTINCT_SCAN. // pipeline = [{$sort: {str: 1, d: 1}}, {$group: {_id: "$str", accum: {$first: "$d"}}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [ {_id: null, accum: null}, {_id: "FoO", accum: 2}, {_id: "bAr", accum: 3}, {_id: "bar", accum: 4}, {_id: "foo", accum: 1} ]); explain = coll.explain().aggregate(pipeline); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({str: 1, d: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); // // Verify that a $sort-$group that use a collation and includes a $first accumulators _does // not_ scan the index, which is not aware of the collation. // pipeline = [{$sort: {str: 1, d: 1}}, {$group: {_id: "$str", accum: {$first: "$d"}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: null}, {_id: "bAr", accum: 3}, {_id: "foo", accum: 1}], {$natural: 1}, collationOption); explain = coll.explain().aggregate(pipeline, collationOption); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq(null, getAggPlanStage(explain, "IXSCAN"), explain); //////////////////////////////////////////////////////////////////////////////////////////////// // Collation tests 3: index on string field with case-insensitive collation. //////////////////////////////////////////////////////////////////////////////////////////////// removeIndex({str: 1, d: 1}); addIndex({str: 1, d: 1}, collationOption); // // Verify that a $group with no collation _does not_ scan the index, which does have a // collation. // pipeline = [{$group: {_id: "$str"}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null}, {_id: "FoO"}, {_id: "bAr"}, {_id: "bar"}, {_id: "foo"}]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq(null, getAggPlanStage(explain, "IXSCAN"), explain); // // Verify that a $sort-$group with a collation uses a DISTINCT_SCAN on the index, which uses a // matching collation. // // Note that, when using a case-insensitive collation, "bAr" and "bar" will get grouped // together, and the decision as to which one will represent the group is arbitary. The // tie-breaking {d: 1} component of the sort forces a specific decision for this aggregation, // making this test more reliable. // pipeline = [{$sort: {str: 1, d: 1}}, {$group: {_id: "$str"}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null}, {_id: "bAr"}, {_id: "foo"}], {$natural: 1}, collationOption); explain = coll.explain().aggregate(pipeline, collationOption); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({str: 1, d: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); // // Verify that a $sort-$group pipeline with no collation _does not_ scan the index, which does // have a collation. // pipeline = [{$sort: {str: 1, d: 1}}, {$group: {_id: "$str", accum: {$first: "$d"}}}]; assertResultsMatchWithAndWithoutHintandIndexes(pipeline, [ {_id: null, accum: null}, {_id: "FoO", accum: 2}, {_id: "bAr", accum: 3}, {_id: "bar", accum: 4}, {_id: "foo", accum: 1} ]); explain = coll.explain().aggregate(pipeline); assert.eq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq(null, getAggPlanStage(explain, "IXSCAN"), explain); // // Verify that a $sort-$group pipeline that uses a collation and includes a $first accumulator // uses a DISTINCT_SCAN, which uses a matching collation. // pipeline = [{$sort: {str: 1, d: 1}}, {$group: {_id: "$str", accum: {$first: "$d"}}}]; assertResultsMatchWithAndWithoutHintandIndexes( pipeline, [{_id: null, accum: null}, {_id: "bAr", accum: 3}, {_id: "foo", accum: 1}], {$natural: 1}, collationOption); explain = coll.explain().aggregate(pipeline, collationOption); assert.neq(null, getAggPlanStage(explain, "DISTINCT_SCAN"), explain); assert.eq({str: 1, d: 1}, getAggPlanStage(explain, "DISTINCT_SCAN").keyPattern); }());